Question 1

During a pre-implementation risk assessment, an AI model is determined to present a significant risk of bias and potential harm in excess of the organization's risk tolerance. Which of the following is the MOST appropriate response?

APostpone deployment until the risk can be safely managed.

BEnhance the data that the model is trained on.

CObtain board approval for an exception.

DRevisit the risk tolerance to ensure it is appropriate.

Answer : A

Question 2

An organization is adopting AI for its procurement and inventory teams, raising concern from stakeholders that they will lose their jobs due to AI. Which of the following is the BEST way for the IS auditor to assess whether the potential negative impacts were minimized?

AReview human-centered design practices to determine how they were considered.

BReview the AI roadmap for short-term and long-term milestones.

CReview how the project management team collected feedback in engagement activities.

DReview the current state assessment of how AI may impact the organization.

Answer : A

Question 3

In order to streamline operations, a bank has deployed an AI application to automatically detect and prevent further fraud on accounts. However, customers have voiced concerns that their usual transactions are being rejected. Which of the following is the MOST likely cause of the false positives?

AConsent is not properly managed.

BData versioning controls were not developed.

CCompute scale training was not performed.

DThe hyperparameters are not optimized.

Answer : D

Question 4

A retail organization uses an AI model to forecast inventory based on customer purchasing trends and updates the model quarterly. The model recently failed to recognize a surge in demand during a popular shopping season. Which of the following issues does this situation BEST demonstrate?

ALimited data set diversity impacting model training

BData drift impacting system forecasting

COverfitting issues due to a small training data set

DLack of outlier checks in data affecting forecast accuracy

Answer : B

Question 5

The GREATEST benefit of using AI auditing techniques over traditional methods is that AI auditing techniques can:

Aeliminate the need for human intervention.

Bensure full compliance with regulations.

Cidentify complex data patterns.

Dsignificantly reduce data bias.

Answer : C

Free Practice Questions for Isaca AAIA Exam

Question 1

Question 2

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Question 4

Question 5